Legal
Legal & regulatory information
Transparency isn't a marketing claim — it's a legal obligation. Here is what you should know.
Terms of service
By accessing Rockfolios' services, you agree to be bound by these terms. Rockfolios provides investment management services under a discretionary advisory agreement. All accounts are custodied at qualified third-party custodians. Fees, minimums, and termination rights are outlined in the client agreement.
Privacy policy
We collect only the information necessary to provide investment services and comply with regulatory obligations. Client data is never sold to third parties. We share information only with custodians, auditors, and regulators as required. You may request access, correction, or deletion of your personal data at any time.
Risk disclosure
All investments carry risk, including the potential loss of principal. Past performance is not indicative of future results. Returns quoted are gross of fees unless otherwise stated. Alternative investments may involve reduced liquidity, higher fees, and greater volatility than traditional assets. Consider your objectives, risk tolerance, and time horizon before investing.
Regulatory notices
Rockfolios Capital LLC is a registered investment adviser with the U.S. Securities and Exchange Commission. Registration does not imply a certain level of skill or training. Our Form ADV is available upon request or at adviserinfo.sec.gov.
Last updated July 2026.